SFC Licences of DUNNETT Janice 林蘭英
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Naga Capital Partners (HK) Limited | RO | 9 | 14 September 2012 | 22 July 2015 |
Morgan Stanley Hong Kong Securities Limited | RE | 2 | 06 December 2010 | 07 June 2012 |
Morgan Stanley Hong Kong Securities Limited | RE | 1 | 15 April 2010 | 07 June 2012 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 15 April 2010 | 07 June 2012 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 15 April 2010 | 07 June 2012 |
Morgan Stanley Hong Kong Futures Limited | RE | 7 | 15 April 2010 | 06 December 2010 |
Morgan Stanley Hong Kong Futures Limited | RE | 2 | 15 April 2010 | 06 December 2010 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 01 April 2003 | 11 July 2008 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 7 | 01 April 2003 | 22 August 2003 |