SFC Licences of RAS Andrew Abbott
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 09 June 2014 | 31 July 2014 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 09 June 2014 | 31 July 2014 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 1 | 03 June 2013 | 14 March 2014 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 03 June 2013 | 14 March 2014 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 10 April 2003 | 14 March 2014 |