SFC Licences of CHAK Wai Wing 翟偉榮

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
South China Investment Management Limited 南華投資管理有限公司 RO 9 13 December 2023
South China Investment Management Limited 南華投資管理有限公司 RE 9 01 September 2023 13 December 2023
South China Commodities Limited 南華期貨有限公司 RE 2 01 September 2023
South China Securities Limited 南華證券投資有限公司 RE 1 01 September 2023
JMC Capital HK Limited 富喬鑫資本(香港)有限公司 RO 9 27 February 2023 13 July 2023
JMC Capital HK Limited 富喬鑫資本(香港)有限公司 RO 4 27 February 2023 13 July 2023
JMC Capital International Limited 富喬鑫國際投資有限公司 RE 2 13 October 2022 13 July 2023
JMC Capital International Limited 富喬鑫國際投資有限公司 RE 1 13 October 2022 13 July 2023
JMC Capital HK Limited 富喬鑫資本(香港)有限公司 RE 1 13 October 2022 13 July 2023
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 08 February 2021 31 August 2022
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 08 February 2021 31 August 2022
China Hanya Asset Management Limited 中國瀚亞資產管理有限公司 RO 9 23 January 2017 22 May 2019
China Hanya Asset Management Limited 中國瀚亞資產管理有限公司 RO 4 23 January 2017 22 May 2019
Huge Asset Management Limited 和聚資產管理有限公司 RO 9 11 April 2016 31 October 2016
Huge Asset Management Limited 和聚資產管理有限公司 RO 4 11 April 2016 31 October 2016
Formax Asset Management Limited 福億資產管理有限公司 RO 9 10 June 2014 31 October 2015
Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 RE 1 07 May 2012 09 April 2014
Changjiang Asset Management (HK) Limited 長江證券資產管理(香港)有限公司 RO 9 16 December 2011 09 April 2014
Changjiang Asset Management (HK) Limited 長江證券資產管理(香港)有限公司 RO 4 16 December 2011 09 April 2014
Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 RO 9 13 October 2008 01 March 2011
Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 RO 4 13 October 2008 01 March 2011
Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 RE 9 25 August 2008 13 October 2008
Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 RE 4 25 August 2008 13 October 2008
National Asset Management Limited 國民資產管理有限公司 RO 9 06 September 2007 31 October 2007
GT Asset Management Limited 國際金融社資產管理有限公司 RO 9 11 December 2006 11 July 2007
GT Asset Management Limited 國際金融社資產管理有限公司 RO 4 11 December 2006 09 June 2007
GT Asset Management Limited 國際金融社資產管理有限公司 RE 9 01 September 2006 11 December 2006
GT Asset Management Limited 國際金融社資產管理有限公司 RE 4 01 September 2006 11 December 2006
GT Capital Limited 高富金融有限公司 RE 9 10 January 2006 31 August 2006
GT Capital Limited 高富金融有限公司 RE 4 11 November 2005 31 August 2006
Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 RE 2 21 June 2005 06 September 2005
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE 1 21 March 2005 06 September 2005
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 4 21 March 2005 06 September 2005
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 1 21 March 2005 06 September 2005
Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 RE 9 19 August 2004 17 January 2005
Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 RE 4 19 August 2004 17 January 2005
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 22 September 2003 17 January 2005
China Everbright Assets Management Limited 中國光大資產管理有限公司 RE 9 10 June 2003 25 July 2003