SFC Licences of LAI Zi Yin, Wendy 黎枳言

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
PATRIZIA Hong Kong Limited 帕德香港有限公司	RO	4	19 December 2018
PATRIZIA Hong Kong Limited 帕德香港有限公司	RO	1	19 December 2018
DBS Asia Capital Limited 星展亞洲融資有限公司	RO	6	05 August 2015	27 June 2017
DBS Asia Capital Limited 星展亞洲融資有限公司	RO	4	05 August 2015	27 June 2017
DBS Asia Capital Limited 星展亞洲融資有限公司	RO	1	05 August 2015	27 June 2017
DBS Asia Capital Limited 星展亞洲融資有限公司	RE	6	02 June 2015	05 August 2015
DBS Asia Capital Limited 星展亞洲融資有限公司	RE	4	02 June 2015	05 August 2015
DBS Asia Capital Limited 星展亞洲融資有限公司	RE	1	02 June 2015	05 August 2015
BFIN Private Advisors (Hong Kong) Limited	RO	4	21 February 2014	30 April 2015
BFIN Private Advisors (Hong Kong) Limited	RO	1	21 February 2014	30 April 2015
Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司	RE	6	03 May 2011	16 February 2012
Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司	RE	4	03 May 2011	16 February 2012
Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司	RE	1	03 May 2011	16 February 2012
DBS Asia Capital Limited 星展亞洲融資有限公司	RE	6	10 August 2005	05 April 2011
DBS Asia Capital Limited 星展亞洲融資有限公司	RE	4	10 August 2005	05 April 2011
DBS Asia Capital Limited 星展亞洲融資有限公司	RE	1	10 August 2005	05 April 2011
VC Capital Limited 滙盈融資有限公司	RE	6	18 April 2005	02 August 2005
First Shanghai Capital Limited 第一上海融資有限公司	RE	6	27 April 2004	15 April 2005
First Asia Finance Group Limited 第一亞洲金融集團有限公司	RE	6	24 June 2003	26 April 2004