SFC Licences of LEUNG Kwok Ming 梁國明

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
JMC Capital HK Limited 富喬鑫資本(香港)有限公司 RO 9 13 September 2023
JMC Capital International Limited 富喬鑫國際投資有限公司 RO 5 19 July 2023
JMC Capital International Limited 富喬鑫國際投資有限公司 RO 4 19 July 2023
JMC Capital International Limited 富喬鑫國際投資有限公司 RO 2 19 July 2023
JMC Capital International Limited 富喬鑫國際投資有限公司 RO 1 19 July 2023
JMC Capital HK Limited 富喬鑫資本(香港)有限公司 RO 4 19 July 2023
JMC Capital HK Limited 富喬鑫資本(香港)有限公司 RO 1 19 July 2023
Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 RO 5 22 May 2020 04 June 2023
Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 RO 4 15 January 2020 04 June 2023
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 RO 2 15 January 2020 04 June 2023
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RO 1 15 January 2020 04 June 2023
Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 RE 4 14 November 2019 15 January 2020
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 RE 2 14 November 2019 15 January 2020
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 14 November 2019 15 January 2020
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RO 4 22 September 2017 21 June 2019
CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 RO 2 23 May 2017 25 June 2018
CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 RO 1 23 May 2017 06 December 2017
CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 RO 1 17 October 2014 29 June 2018
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 RO 2 27 June 2011 21 June 2019
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 RE 2 22 March 2010 27 June 2011
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RO 1 05 February 2009 21 June 2019
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 1 17 December 2008 05 February 2009
Northern Trust Company of Hong Kong Limited, The RO 1 27 February 2007 18 July 2008
Northern Trust Company of Hong Kong Limited, The RE 1 02 June 2003 27 February 2007