SFC Licences of ZHAO Jinxiang 趙金祥
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| ExodusPoint Capital Management Hong Kong, Limited | RE | 9 | 16 November 2020 | 23 June 2022 |
| Goldstream Capital Management Limited 金涌資本管理有限公司 | RE | 9 | 28 September 2017 | 31 July 2020 |
| Merrill Lynch Far East Limited | RE | 2 | 18 April 2016 | 19 June 2017 |
| Merrill Lynch Far East Limited | RE | 1 | 18 April 2016 | 19 June 2017 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 18 April 2016 | 19 June 2017 |
| Summitview Capital Management Limited 遠山資本管理有限公司 | RE | 9 | 12 May 2014 | 01 December 2015 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 1 | 20 October 2009 | 29 January 2014 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 22 August 2003 | 29 January 2014 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 22 August 2003 | 29 January 2014 |