SFC Licences of LEUNG Pui Ling, Polly

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司	RE	4	05 December 2017	31 July 2018
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司	RE	1	09 October 2014	31 July 2018
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司	RE	7	09 October 2014	30 November 2015
ICBC International Securities Limited 工銀國際證券有限公司	RE	2	02 January 2014	02 October 2014
ICBC International Securities Limited 工銀國際證券有限公司	RO	1	28 June 2012	02 October 2014
ICBC International Futures Limited 工銀國際期貨有限公司	RE	2	20 April 2012	02 October 2014
ICBC International Securities Limited 工銀國際證券有限公司	RE	1	20 April 2012	28 June 2012
Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司	RE	1	07 September 2009	03 February 2012
Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司	RE	4	07 September 2009	01 April 2010
MainFirst Securities Hong Kong Limited	RE	4	18 March 2009	06 September 2009
MainFirst Securities Hong Kong Limited	RE	1	02 March 2009	06 September 2009
CLSA Limited 中信里昂證券有限公司	RE	1	17 July 2003	23 January 2009