SFC Licences of TSE Ming Fun 謝銘勳

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Longmega Asset Investment Management Limited 龍銘資產投資管理有限公司 RO 9 07 December 2021
Longmega Asset Investment Management Limited 龍銘資產投資管理有限公司 RO 4 07 December 2021
Orient Securities Limited 東方匯財證券有限公司 RO 9 12 April 2019 31 October 2021
West Bull Securities Limited 西牛證券有限公司 RO 9 17 May 2018 31 December 2018
RSI Asset Management Limited 暐日資產管理有限公司 RO 9 25 July 2017 27 August 2018
Gulf Line Capital Advisors Limited 鋯藍資本顧問有限公司 RO 9 27 August 2015 31 December 2016
Gulf Line Capital Advisors Limited 鋯藍資本顧問有限公司 RO 4 27 August 2015 31 December 2016
Matrix Asset Management Limited 矩陣資產管理有限公司 RE 9 27 November 2014 31 July 2015
Matrix Asset Management Limited 矩陣資產管理有限公司 RE 4 27 November 2014 31 July 2015
Tempo Asset Management (Hong Kong) Co., Limited 天迪(香港)資產管理有限公司 RE 9 18 February 2013 25 April 2013
Wolver Hill Asset Management Asia Limited RE 9 20 September 2010 03 October 2011
Wolver Hill Asset Management Asia Limited RE 4 20 September 2010 03 October 2011
BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 RE 9 04 October 2007 01 September 2010
BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 RE 6 04 October 2007 01 September 2010
BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 RE 5 10 September 2007 01 September 2010
BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 RE 4 10 September 2007 01 September 2010
BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 RE 1 10 September 2007 01 September 2010
Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 RE 5 29 May 2006 09 June 2007
Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 RE 4 29 May 2006 09 June 2007
Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 RE 1 29 May 2006 09 June 2007
ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 RE 4 13 December 2005 03 April 2006
ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 RE 1 13 December 2005 03 April 2006
ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 RE 3 04 October 2005 03 April 2006
Rakuten Securities Hong Kong Limited 樂天證券香港有限公司 RE 3 02 February 2004 26 March 2004
Cinda International Investment Management Limited 信達國際投資管理有限公司 RE 3 23 September 2003 30 October 2003