SFC Licences of SACHANANDANI Bharat Kumar 邵巴特
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RO | 2 | 28 January 2021 | |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RO | 1 | 28 January 2021 | |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 2 | 06 September 2018 | 28 January 2021 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 18 August 2015 | 28 January 2021 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 2 | 18 August 2015 | 24 July 2017 |
| HBK Hong Kong Limited | RE | 9 | 17 September 2007 | 04 November 2008 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 12 July 2005 | 11 August 2007 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 13 August 2003 | 17 June 2004 |
| CLSA Futures Limited 里昂期貨有限公司 | RE | 2 | 13 August 2003 | 17 June 2004 |