SFC Licences of KWOK Wai Chi 郭偉志
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BMI Funds Management Limited 邦盟滙駿基金管理有限公司 | RE | 9 | 11 November 2014 | 01 August 2015 |
| BMI Funds Management Limited 邦盟滙駿基金管理有限公司 | RE | 4 | 11 November 2014 | 01 August 2015 |
| BMI Funds Management Limited 邦盟滙駿基金管理有限公司 | RE | 1 | 11 November 2014 | 01 August 2015 |
| Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 | RE | 1 | 04 June 2010 | 30 June 2014 |
| Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 | RE | 4 | 28 July 2009 | 28 April 2011 |
| Hong Kong Asset Management Limited 香港資產管理有限公司 | RE | 4 | 19 May 2009 | 01 July 2009 |
| Perfect Asset Management Limited 霸域資產管理有限公司 | RE | 4 | 18 October 2006 | 22 April 2009 |
| AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 | RE | 4 | 12 July 2005 | 30 September 2006 |
| T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 | RE | 4 | 28 October 2003 | 12 July 2005 |