SFC Licences of CUBELLS Simon James
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 | RE | 9 | 24 June 2013 | 29 December 2016 |
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 | RE | 4 | 24 June 2013 | 29 December 2016 |
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 | RE | 1 | 24 June 2013 | 29 December 2016 |
| BGC Securities (Hong Kong) LLC | RE | 2 | 27 August 2010 | 30 April 2013 |
| BGC Securities (Hong Kong) LLC | RE | 1 | 27 August 2010 | 30 April 2013 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 24 June 2004 | 05 December 2008 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 02 September 2003 | 05 December 2008 |
| Deutsche Futures Hong Kong Limited 德意志期貨香港有限公司 | RE | 2 | 02 September 2003 | 24 June 2004 |