SFC Licences of TSE Sze Chun 謝思進
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| South China Research Limited 南華資料研究有限公司 | RE | 4 | 15 March 2007 | 18 April 2007 |
| Phillip Capital Management (HK) Limited 輝立資本管理(香港)有限公司 | RE | 4 | 22 September 2004 | 23 February 2007 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 22 September 2004 | 23 February 2007 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 05 September 2003 | 06 May 2004 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 05 September 2003 | 06 May 2004 |