SFC Licences of KWOK Gary Yan Kuen 郭恩權
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RO | 6 | 07 January 2014 | 05 December 2016 |
| Merrill Lynch Far East Limited | RO | 4 | 07 January 2014 | 05 December 2016 |
| Merrill Lynch Far East Limited | RO | 1 | 07 January 2014 | 05 December 2016 |
| Merrill Lynch (Asia Pacific) Limited | RO | 6 | 07 January 2014 | 05 December 2016 |
| Merrill Lynch (Asia Pacific) Limited | RO | 4 | 07 January 2014 | 05 December 2016 |
| Merrill Lynch (Asia Pacific) Limited | RO | 1 | 07 January 2014 | 05 December 2016 |
| Merrill Lynch Far East Limited | RE | 6 | 28 May 2007 | 07 January 2014 |
| Merrill Lynch Far East Limited | RE | 4 | 28 May 2007 | 07 January 2014 |
| Merrill Lynch Far East Limited | RE | 1 | 28 May 2007 | 07 January 2014 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 28 May 2007 | 07 January 2014 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 28 May 2007 | 07 January 2014 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 28 May 2007 | 07 January 2014 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 14 April 2005 | 12 April 2007 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 6 | 19 July 2004 | 12 April 2007 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 19 July 2004 | 12 April 2007 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 6 | 10 September 2003 | 27 April 2004 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 10 September 2003 | 27 April 2004 |