SFC Licences of KAO Margaret Chien Mei Hsu 高徐千媄
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
First Securities (HK) Limited 第一證券(香港)有限公司 | RE | 1 | 13 September 2017 | 01 October 2019 |
China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 | RE | 9 | 24 February 2011 | 28 February 2014 |
China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 | RE | 4 | 24 February 2011 | 28 February 2014 |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 24 February 2011 | 28 February 2014 |
Jefferies Bache (Hong Kong) Limited | RE | 2 | 20 January 2005 | 14 April 2005 |
FT Securities Limited 富通證券有限公司 | RE | 1 | 20 January 2005 | 14 April 2005 |
Jefferies Bache (Hong Kong) Limited | RE | 2 | 18 September 2003 | 04 July 2004 |
FT Securities Limited 富通證券有限公司 | RE | 1 | 18 September 2003 | 04 July 2004 |