SFC Licences of LAU Ka Ngai 劉家藝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SPDB International Securities Limited 浦銀國際證券有限公司 | RE | 1 | 24 March 2020 | |
| SPDB International Capital Limited 浦銀國際融資有限公司 | RE | 1 | 04 April 2018 | 16 April 2020 |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 | RE | 9 | 11 August 2017 | 30 September 2017 |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 | RE | 1 | 11 August 2017 | 30 September 2017 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 12 April 2006 | 26 July 2017 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 12 April 2006 | 26 July 2017 |
| Celestial Commodities Limited 時富商品有限公司 | RE | 2 | 24 December 2003 | 04 April 2006 |
| Celestial Securities Limited 時富證券有限公司 | RE | 1 | 24 December 2003 | 04 April 2006 |
| Celestial Commodities Limited 時富商品有限公司 | RE | 7 | 24 December 2003 | 02 March 2004 |
| Celestial Securities Limited 時富證券有限公司 | RE | 7 | 24 December 2003 | 19 February 2004 |