SFC Licences of MCCAFFERTY Gregory Dominic
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Pearl Street Advisors Limited | RE | 9 | 11 April 2014 | 23 December 2014 |
Everbright Capital Management Limited 光大資本管理有限公司 | RE | 9 | 06 June 2013 | 10 January 2014 |
Everbright Capital Management Limited 光大資本管理有限公司 | RE | 4 | 06 June 2013 | 10 January 2014 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 12 July 2007 | 06 March 2012 |
Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 | RE | 1 | 12 July 2007 | 01 January 2008 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 24 October 2003 | 22 November 2006 |