SFC Licences of LEE Wai Kit 李偉傑

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 RO 1 20 October 2023
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 RE 1 08 August 2022 20 October 2023
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 RE 4 08 August 2022
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RO 1 18 June 2021 31 July 2022
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 4 26 March 2018 31 July 2022
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 4 26 March 2018 31 July 2022
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RO 1 30 November 2017 31 July 2022
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 2 25 October 2017 31 July 2022
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 25 October 2017 18 June 2021
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 RE 2 28 August 2012 31 July 2022
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 1 18 May 2011 30 November 2017
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE 1 11 February 2010 24 February 2011
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 RE 1 21 November 2007 06 February 2010
Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 RE 2 09 November 2007 15 November 2007
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 1 09 November 2007 15 November 2007
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 17 August 2007 29 October 2007
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 17 August 2007 29 October 2007
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 RE 1 17 August 2007 29 October 2007
VC Futures Limited 滙盈期貨有限公司 RE 2 15 June 2007 07 August 2007
VC Brokerage Limited 滙盈證券有限公司 RE 1 15 June 2007 07 August 2007
Huarong International Securities Limited 華融國際證券有限公司 RE 2 15 April 2005 28 May 2007
Huarong International Securities Limited 華融國際證券有限公司 RE 1 15 April 2005 28 May 2007
Kaiser Futures Limited 嘉信期貨有限公司 RE 2 12 November 2003 14 April 2005
Kaiser Securities Limited 嘉信証券有限公司 RE 1 12 November 2003 14 April 2005