SFC Licences of CHOI Stephen Joon
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| LORA Advisors, Limited | RO | 4 | 22 May 2023 | 20 March 2024 |
| LORA Advisors, Limited | RO | 1 | 22 May 2023 | 30 October 2023 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 17 March 2010 | 26 September 2011 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 17 March 2010 | 26 September 2011 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 17 March 2010 | 26 September 2011 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RE | 1 | 27 July 2007 | 18 November 2008 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 15 December 2003 | 11 October 2006 |
| Merrill Lynch Far East Limited | RE | 1 | 15 December 2003 | 11 October 2006 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 15 December 2003 | 11 October 2006 |