SFC Licences of LEE Tony Sai Kuen 李世權

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
J.P. Morgan Securities (Asia Pacific) Limited 4 02 May 2014
J.P. Morgan Broking (Hong Kong) Limited RO 5 03 April 2014
J.P. Morgan Broking (Hong Kong) Limited RO 4 03 April 2014
J.P. Morgan Broking (Hong Kong) Limited RE 5 26 September 2011 03 April 2014
J.P. Morgan Broking (Hong Kong) Limited RE 4 26 September 2011 03 April 2014
J.P. Morgan Broking (Hong Kong) Limited RE 5 22 May 2008 06 April 2011
J.P. Morgan Broking (Hong Kong) Limited RE 4 22 May 2008 06 April 2011
J.P. Morgan Broking (Hong Kong) Limited RE 2 22 May 2008 06 April 2011
J.P. Morgan Broking (Hong Kong) Limited RE 1 22 May 2008 06 April 2011
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 RE 5 10 July 2007 23 November 2009
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 RE 4 10 July 2007 23 November 2009
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 RE 2 02 April 2007 23 November 2009
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 RE 1 02 April 2007 23 November 2009
Merrill Lynch Futures (Hong Kong) Limited RE 2 22 April 2005 03 March 2007
Merrill Lynch (Asia Pacific) Limited RE 1 22 April 2005 03 March 2007
Merrill Lynch (Asia Pacific) Limited RE 4 15 December 2003 22 April 2005