SFC Licences of LAU Raymond 劉銚之
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 31 December 2018 | |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 31 December 2018 | |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 31 December 2018 | |
| InnoFusion Capital Management Limited | RE | 9 | 03 November 2017 | 12 October 2018 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 30 March 2012 | 20 June 2014 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 25 January 2008 | 20 June 2014 |
| AIG Financial Products (International) Limited | RE | 1 | 18 April 2007 | 21 January 2008 |
| KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 | RE | 1 | 18 August 2006 | 05 April 2007 |
| KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 | RE | 1 | 15 January 2004 | 01 November 2005 |