SFC Licences of DAVIDGE-PITTS Mark Nicholas
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BGC Securities (Hong Kong) LLC | RO | 2 | 27 April 2020 | |
| BGC Securities (Hong Kong) LLC | RO | 1 | 27 April 2020 | |
| BGC Securities (Hong Kong) LLC | RE | 2 | 05 June 2017 | 27 April 2020 |
| BGC Securities (Hong Kong) LLC | RE | 1 | 05 June 2017 | 27 April 2020 |
| Tullett Prebon (Hong Kong) Limited | RE | 2 | 18 February 2011 | 09 January 2017 |
| Tullett Prebon (Hong Kong) Limited | RE | 1 | 18 February 2011 | 09 January 2017 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 09 February 2004 | 01 August 2007 |