SFC Licences of SHARP Richard Anthony
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Mirabaud (Asia) Limited | RE | 4 | 30 September 2016 | 26 May 2017 |
| Mirabaud (Asia) Limited | RE | 1 | 30 September 2016 | 26 May 2017 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 18 October 2011 | 26 June 2015 |
| Merrill Lynch Far East Limited | RE | 1 | 22 April 2005 | 22 February 2006 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 14 February 2004 | 22 February 2006 |