SFC Licences of LUI Thomas Ting Ching 雷廷禎

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RE	2	14 May 2021
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RE	1	14 May 2021
Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司	RO	1	30 September 2019	01 January 2021
Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司	RE	1	13 March 2019	30 September 2019
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司	RE	4	13 February 2017	15 January 2019
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司	RE	1	13 February 2017	15 January 2019
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司	RE	4	02 August 2010	12 February 2017
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司	RE	1	02 August 2010	12 February 2017
FB Securities (Hong Kong) Limited 富銀證券(香港)有限公司	RE	4	06 November 2009	26 July 2010
FB Securities (Hong Kong) Limited 富銀證券(香港)有限公司	RE	1	06 November 2009	26 July 2010
Deutsche Securities Asia Limited 德意志證券亞洲有限公司	RE	2	25 January 2007	05 December 2008
Deutsche Securities Asia Limited 德意志證券亞洲有限公司	RE	1	25 January 2007	05 December 2008
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	1	18 February 2004	22 July 2005