SFC Licences of WONG Stephen 黃錦豪

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
JPMorgan Asset Management (Asia Pacific) Limited RE 5 02 December 2011 10 June 2016
JPMorgan Asset Management (Asia Pacific) Limited RE 4 02 December 2011 10 June 2016
JPMorgan Asset Management (Asia Pacific) Limited RE 9 02 December 2011
JPMorgan Asset Management (Asia Pacific) Limited RE 2 02 December 2011
JPMorgan Asset Management (Asia Pacific) Limited RE 1 02 December 2011
CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 RE 9 11 September 2008 17 November 2011
CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 RE 4 11 September 2008 17 November 2011
China Shenghai Investment Management Limited 中國盛海投資管理有限公司 RE 9 23 June 2008 19 August 2008
China Shenghai Investment Management Limited 中國盛海投資管理有限公司 RE 4 23 June 2008 19 August 2008
UBS Securities Asia Limited RE 1 19 March 2004 30 April 2008
UBS Securities Asia Limited RE 2 19 March 2004 30 April 2008
UBS Derivatives Hong Kong Limited RE 2 19 March 2004 30 April 2008
UBS Securities Hong Kong Limited RE 1 19 March 2004 30 April 2008