SFC Licences of PERVEZ Ahsan

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司	RE	4	06 June 2019	14 June 2019
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司	RE	1	06 June 2019	14 June 2019
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司	RE	4	07 June 2018	22 June 2018
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司	RE	1	07 June 2018	22 June 2018
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司	RE	4	01 March 2018	24 March 2018
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司	RE	1	01 March 2018	24 March 2018
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司	RE	4	01 June 2015	06 July 2017
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司	RE	1	01 June 2015	06 July 2017
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司	RE	4	02 July 2013	30 January 2015
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司	RE	1	02 July 2013	30 January 2015
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司	RE	1	27 May 2013	07 June 2013
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司	RE	1	17 April 2013	26 April 2013
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司	RE	1	28 January 2013	18 February 2013
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司	RE	4	21 May 2012	21 August 2012
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司	RE	1	21 May 2012	21 August 2012
Macquarie Capital Limited 麥格理資本股份有限公司	RE	1	06 April 2006	06 October 2008
Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司	RE	1	08 December 2005	07 March 2006
KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司	RE	1	07 May 2004	07 March 2006
KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司	RE	1	22 March 2004	21 April 2004