SFC Licences of SMITH Guy William
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RO | 6 | 11 March 2021 | 15 December 2023 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RO | 4 | 11 March 2021 | 15 December 2023 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RO | 1 | 11 March 2021 | 15 December 2023 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 15 January 2018 | 11 March 2021 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 15 January 2018 | 11 March 2021 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 15 January 2018 | 11 March 2021 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 22 March 2004 | 21 January 2016 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 22 March 2004 | 21 January 2016 |