SFC Licences of KONG Wei 孔蔚
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 4 | 19 April 2016 | |
CICC US Securities (Hong Kong) Limited 中金美國證券(香港)有限公司 | RO | 1 | 23 December 2013 | |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RO | 1 | 28 September 2012 | |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 06 April 2004 | 28 September 2012 |