SFC Licences of LEAHY David Joseph
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Infini Capital Management Limited 無極資本管理有限公司 | RE | 9 | 20 October 2023 | |
| HBS (Hong Kong) Limited | RO | 4 | 16 February 2023 | 01 July 2023 |
| HBS (Hong Kong) Limited | RO | 1 | 16 February 2023 | 01 July 2023 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 29 April 2013 | 31 October 2018 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 29 April 2013 | 31 October 2018 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 29 April 2013 | 23 November 2015 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 29 April 2013 | 23 November 2015 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 15 April 2004 | 13 February 2006 |