SFC Licences of LAU Hoi Ying, Victoria 劉海盈
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RO | 6 | 22 August 2013 | 02 October 2015 |
| Merrill Lynch Far East Limited | RO | 4 | 22 August 2013 | 02 October 2015 |
| Merrill Lynch Far East Limited | RO | 1 | 22 August 2013 | 02 October 2015 |
| Merrill Lynch (Asia Pacific) Limited | RO | 6 | 22 August 2013 | 02 October 2015 |
| Merrill Lynch (Asia Pacific) Limited | RO | 4 | 22 August 2013 | 02 October 2015 |
| Merrill Lynch (Asia Pacific) Limited | RO | 1 | 22 August 2013 | 02 October 2015 |
| Merrill Lynch Far East Limited | RE | 6 | 14 May 2007 | 22 August 2013 |
| Merrill Lynch Far East Limited | RE | 4 | 14 May 2007 | 22 August 2013 |
| Merrill Lynch Far East Limited | RE | 1 | 14 May 2007 | 22 August 2013 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 14 May 2007 | 22 August 2013 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 14 May 2007 | 22 August 2013 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 14 May 2007 | 22 August 2013 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 14 April 2005 | 15 March 2007 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 6 | 15 April 2004 | 15 March 2007 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 15 April 2004 | 15 March 2007 |