SFC Licences of CHAN Hon Kei, Brian 陳漢基

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RO 4 23 July 2013 15 January 2019
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RO 1 23 July 2013 15 January 2019
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RO 5 23 July 2013 15 January 2019
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RO 4 23 July 2013 15 January 2019
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RO 2 23 July 2013 15 January 2019
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RO 1 23 July 2013 15 January 2019
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 7 09 June 2009 01 November 2013
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 2 09 June 2009 23 July 2013
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 09 June 2009 23 July 2013
UBS Derivatives Hong Kong Limited RE 2 15 April 2004 22 April 2009
UBS Securities Asia Limited RE 2 15 April 2004 22 April 2009
UBS Securities Asia Limited RE 1 15 April 2004 22 April 2009
UBS Securities Hong Kong Limited RE 1 15 April 2004 22 April 2009