SFC Licences of HSIA Michael Chinsom 夏俊生
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Vantage Capital Markets HK Limited | RE | 2 | 17 March 2020 | 28 February 2021 |
Vantage Capital Markets HK Limited | RE | 1 | 10 October 2017 | 28 February 2021 |
Sunrise Brokers (Hong Kong) Limited | RE | 1 | 24 January 2013 | 03 July 2017 |
Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 | RE | 1 | 03 October 2011 | 17 December 2012 |
Instinet Alpha Trading Limited 極訊香港有限公司 | RE | 7 | 13 October 2005 | 24 November 2008 |
Instinet Alpha Trading Limited 極訊香港有限公司 | RE | 4 | 13 October 2005 | 24 November 2008 |
Instinet Alpha Trading Limited 極訊香港有限公司 | RE | 1 | 13 October 2005 | 24 November 2008 |
Turiya Advisors Asia Limited | RE | 9 | 04 May 2005 | 25 July 2005 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 05 May 2004 | 03 May 2005 |