SFC Licences of ZHU Jiang 朱江
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Juno Capital Management Limited 君諾資本有限公司 | RO | 1 | 03 September 2019 | 12 January 2023 |
Juno Capital Management Limited 君諾資本有限公司 | RO | 9 | 26 June 2019 | 12 January 2023 |
Juno Capital Management Limited 君諾資本有限公司 | RO | 4 | 26 June 2019 | 12 January 2023 |
Juno Capital Management Limited 君諾資本有限公司 | RE | 9 | 15 January 2019 | 26 June 2019 |
Juno Capital Management Limited 君諾資本有限公司 | RE | 4 | 15 January 2019 | 26 June 2019 |
Morgan Stanley Hong Kong Securities Limited | RE | 2 | 06 December 2010 | 01 August 2013 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 9 | 03 December 2007 | 01 August 2013 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 15 August 2007 | 01 August 2013 |
Morgan Stanley Hong Kong Futures Limited | RE | 2 | 15 August 2007 | 06 December 2010 |
BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 | RE | 9 | 28 June 2004 | 11 May 2007 |
BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 | RE | 4 | 28 June 2004 | 11 May 2007 |