SFC Licences of LAM Chi Shing 林志成
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Hao Tian Asset Management Limited 昊天資產管理有限公司 | RO | 9 | 20 January 2022 | |
| Hao Tian Asset Management Limited 昊天資產管理有限公司 | RO | 4 | 20 January 2022 | |
| Hao Tian International Securities Limited 昊天國際證券有限公司 | RO | 1 | 20 January 2022 | |
| Hao Tian International Securities Limited 昊天國際證券有限公司 | RE | 1 | 23 December 2021 | 20 January 2022 |
| SDHG International Securities Limited 山高國際證券有限公司 | RO | 1 | 25 November 2019 | 01 September 2021 |
| Red South Investment Management Limited 紅南投資管理有限公司 | RO | 9 | 09 August 2019 | 16 October 2019 |
| Red South Investment Management Limited 紅南投資管理有限公司 | RO | 4 | 09 August 2019 | 16 October 2019 |
| SDHG International Securities Limited 山高國際證券有限公司 | RO | 1 | 13 August 2014 | 05 August 2019 |
| SDHG International Securities Limited 山高國際證券有限公司 | RE | 1 | 26 July 2006 | 13 August 2014 |