SFC Licences of WAI To Chung, Andy 韋道聰

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China PA Securities (Hong Kong) Company Limited 平證證券(香港)有限公司 RE 1 23 January 2024
Ping An of China Capital (Hong Kong) Company Limited 中國平安資本(香港)有限公司 RE 6 23 January 2024
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RO 6 18 June 2021 29 November 2023
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RO 4 18 June 2021 29 November 2023
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RO 1 18 June 2021 29 November 2023
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 6 19 April 2021 18 June 2021
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 4 19 April 2021 18 June 2021
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 1 19 April 2021 18 June 2021
CCB International Capital Limited 建銀國際金融有限公司 RO 6 07 January 2019 07 April 2021
CCB International Capital Limited 建銀國際金融有限公司 RE 4 01 November 2018 07 April 2021
CCB International Capital Limited 建銀國際金融有限公司 RE 1 01 November 2018 07 April 2021
CCB International Capital Limited 建銀國際金融有限公司 RE 6 24 October 2018 07 January 2019
BOCI Asia Limited 中銀國際亞洲有限公司 RO 6 11 September 2012 17 September 2018
BOCI Asia Limited 中銀國際亞洲有限公司 RE 6 12 May 2006 11 September 2012
BOCI Asia Limited 中銀國際亞洲有限公司 RE 1 12 May 2006 07 August 2012
ICEA Capital Limited 工商東亞融資有限公司 RE 1 24 December 2004 08 May 2006
ICEA Capital Limited 工商東亞融資有限公司 RE 6 22 December 2004 08 May 2006
Platinum Securities Company Limited 百德能證券有限公司 RE 6 08 July 2004 20 November 2004