SFC Licences of NG Wing Sum 吳穎芯
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Hang Seng Investment Management Limited 恒生投資管理有限公司 | RE | 1 | 07 March 2007 | 20 April 2007 |
| Hang Seng Futures Limited 恒生期貨有限公司 | RE | 2 | 02 June 2006 | 20 April 2007 |
| Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 14 October 2004 | 01 November 2005 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 06 August 2004 | 01 November 2005 |