SFC Licences of THIELEN Markus Christian
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| IDEG Asset Management (Hong Kong) Limited | RE | 9 | 23 June 2022 | 30 September 2022 |
| IDEG Asset Management (Hong Kong) Limited | RE | 4 | 23 June 2022 | 30 September 2022 |
| IDEG Asset Management (Hong Kong) Limited | RE | 1 | 23 June 2022 | 30 September 2022 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 05 May 2021 | 14 January 2022 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 18 June 2020 | 14 January 2022 |
| Harmony Advisors Limited 喜望利顧問有限公司 | RE | 9 | 13 September 2019 | 20 January 2020 |
| Harmony Advisors Limited 喜望利顧問有限公司 | RE | 4 | 13 September 2019 | 20 January 2020 |
| Harmony Advisors Limited 喜望利顧問有限公司 | RE | 2 | 13 September 2019 | 20 January 2020 |
| Harmony Advisors Limited 喜望利顧問有限公司 | RE | 1 | 13 September 2019 | 20 January 2020 |
| Our Nature Limited | RO | 9 | 03 February 2016 | 25 March 2019 |
| Millennium Capital Management (Hong Kong) Limited | RE | 9 | 18 August 2014 | 19 August 2015 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 12 December 2012 | 20 February 2014 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 12 December 2012 | 20 February 2014 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 12 December 2012 | 20 February 2014 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 12 December 2012 | 20 February 2014 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 5 | 21 April 2006 | 22 February 2007 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 04 December 2004 | 22 February 2007 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 06 July 2004 | 22 February 2007 |
| Morgan Stanley Hong Kong Futures Limited | RE | 7 | 06 July 2004 | 22 February 2007 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 04 June 2004 | 22 February 2007 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 04 June 2004 | 22 February 2007 |