SFC Licences of BANUS Rodney Ramon
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 19 January 2015 | 14 July 2015 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RO | 1 | 03 December 2007 | 02 June 2008 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RO | 2 | 12 January 2005 | 08 February 2010 |
| Barclays Capital Futures Hong Kong Limited 巴克萊期貨香港有限公司 | RO | 2 | 24 August 2004 | 31 January 2005 |