SFC Licences of CHAN Man, Anna 陳敏

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RO 4 13 June 2022
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RO 2 20 December 2018
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2 09 December 2016 20 December 2018
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RO 1 29 February 2016
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1 25 September 2015 29 February 2016
Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司
RE 1 17 September 2014 12 December 2014
China Rise Securities Asset Management Company Limited 華晉證券資產管理有限公司
RO 1 18 February 2014 09 April 2014
China Rise Securities Asset Management Company Limited 華晉證券資產管理有限公司
RE 1 28 January 2014 18 February 2014
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RO 1 11 August 2010 16 January 2014
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1 09 April 2009 11 August 2010
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司
RE 1 07 September 2004 15 February 2008