SFC Licences of CHANG Ming Fai 鄭明輝

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
The Core Securities Company Limited 核聚證券有限公司 RE 9 21 September 2018 25 June 2019
The Core Securities Company Limited 核聚證券有限公司 RO 4 28 August 2018 25 June 2019
The Core Securities Company Limited 核聚證券有限公司 RO 1 28 August 2018 25 June 2019
The Core Securities Company Limited 核聚證券有限公司 RE 4 03 July 2018 28 August 2018
The Core Securities Company Limited 核聚證券有限公司 RE 1 03 July 2018 28 August 2018
ACU Securities Limited RO 4 03 May 2018 22 June 2018
ACU Securities Limited RO 1 03 May 2018 22 June 2018
ACU Securities Limited RE 1 09 February 2018 03 May 2018
China Qianhai Zhongjin Securities Limited 中國前海中金証券股份有限公司 RE 1 16 November 2016 22 September 2017
Midland Wealth Management Limited 美聯資產管理有限公司 RO 4 07 January 2013 29 April 2016
Midland Wealth Management Limited 美聯資產管理有限公司 RO 1 07 January 2013 29 April 2016
Midland Wealth Management Limited 美聯資產管理有限公司 RE 4 11 March 2010 07 January 2013
Midland Wealth Management Limited 美聯資產管理有限公司 RE 1 11 March 2010 07 January 2013
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 04 May 2009 12 October 2009
iBest Consultants Limited RE 1 24 April 2009 25 January 2010
iBest Consultants Limited RE 9 27 August 2004 25 January 2010
iBest Consultants Limited RE 4 27 August 2004 25 January 2010