SFC Licences of ZHANG Fan 張帆

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RO	6	21 January 2019
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RO	4	21 January 2019
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RO	1	21 January 2019
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RE	6	19 September 2018	21 January 2019
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RE	4	19 September 2018	21 January 2019
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RE	1	19 September 2018	21 January 2019
ABCI Capital Limited 農銀國際融資有限公司	RO	6	02 November 2017	29 August 2018
ABCI Capital Limited 農銀國際融資有限公司	RO	1	02 November 2017	29 August 2018
ABCI Securities Company Limited 農銀國際證券有限公司	RO	1	02 November 2017	29 August 2018
ABCI Capital Limited 農銀國際融資有限公司	RE	6	17 May 2016	02 November 2017
ABCI Capital Limited 農銀國際融資有限公司	RE	1	17 May 2016	02 November 2017
ABCI Securities Company Limited 農銀國際證券有限公司	RE	1	17 May 2016	02 November 2017
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	7	14 September 2010	15 April 2011
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	6	09 April 2009	07 September 2010
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	4	09 April 2009	07 September 2010
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	1	30 July 2004	15 April 2011
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	6	30 July 2004	25 February 2005