SFC Licences of LAU Kwan Ho 劉君豪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Primas Asset Management Limited 博領資產管理有限公司 | RO | 9 | 29 May 2018 | 15 January 2019 |
| Atlantis Investment Management Limited 西京投資管理有限公司 | RE | 9 | 04 May 2015 | 02 May 2017 |
| Atlantis Investment Management Limited 西京投資管理有限公司 | RE | 4 | 04 May 2015 | 02 May 2017 |
| Atlantis Investment Management Limited 西京投資管理有限公司 | RE | 9 | 08 October 2014 | 27 March 2015 |
| Atlantis Investment Management Limited 西京投資管理有限公司 | RE | 4 | 08 October 2014 | 27 March 2015 |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 | RE | 9 | 25 May 2010 | 29 September 2014 |
| Morgan Stanley Hong Kong Securities Limited | RE | 1 | 23 December 2005 | 13 February 2009 |
| Morgan Stanley Hong Kong Futures Limited | RE | 7 | 03 August 2004 | 13 February 2009 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 03 August 2004 | 13 February 2009 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 03 August 2004 | 13 February 2009 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 03 August 2004 | 13 February 2009 |