SFC Licences of LAU Kwan Ho 劉君豪

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司
RE 9 25 May 2010 29 September 2014
Primas Asset Management Limited 博領資產管理有限公司
RO 9 29 May 2018 15 January 2019
Atlantis Investment Management Limited 西澤投資管理有限公司
RE 4, 9 04 May 2015 02 May 2017
Atlantis Investment Management Limited 西澤投資管理有限公司
RE 4, 9 08 October 2014 27 March 2015
Morgan Stanley Hong Kong Securities Limited
RE 1 23 December 2005 13 February 2009
Morgan Stanley Hong Kong Futures Limited
RE 2, 7 03 August 2004 13 February 2009
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司
RE 1, 7 03 August 2004 13 February 2009