SFC Licences of TAN Choon Wah 陳俊華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 4 | 20 July 2012 | 10 December 2013 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 06 October 2009 | 10 December 2013 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 20 February 2009 | 31 July 2009 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 06 June 2007 | 05 December 2008 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 17 May 2006 | 25 May 2007 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 17 May 2006 | 25 May 2007 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 4 | 01 February 2006 | 18 April 2006 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 01 February 2006 | 18 April 2006 |
| CITIC Frontier China Research Limited 中信投資研究有限公司 | RE | 4 | 17 August 2004 | 01 February 2006 |
| CITIC Frontier China Research Limited 中信投資研究有限公司 | RE | 1 | 17 August 2004 | 01 February 2006 |