SFC Licences of MOK Wai Lap Gavin 莫湋苙

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Crosby Securities Limited 高誠證券有限公司	RE	4	18 March 2019	01 October 2020
Crosby Securities Limited 高誠證券有限公司	RE	1	18 March 2019	01 October 2020
Crosby Securities Limited 高誠證券有限公司	RE	4	14 September 2015	31 May 2017
Crosby Securities Limited 高誠證券有限公司	RE	1	14 September 2015	31 May 2017
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司	RE	4	09 April 2015	19 August 2015
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司	RE	1	15 August 2014	19 August 2015
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司	RE	1	24 June 2014	09 August 2014
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司	RE	2	24 June 2014	09 August 2014
KGI Asia Limited 凱基證券亞洲有限公司	RO	1	11 October 2012	01 October 2013
KGI Asia Limited 凱基證券亞洲有限公司	RE	1	15 July 2010	11 October 2012
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司	RE	2	15 July 2010	01 May 2012
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司	RE	1	23 August 2007	05 June 2010
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司	RE	2	17 August 2007	20 August 2007
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司	RE	1	27 June 2007	20 August 2007
Prime Cdex Futures Limited 乾立亨期貨有限公司	RE	2	18 September 2004	15 December 2005
Prime Cdex Securities Limited 乾立亨證券有限公司	RE	1	18 September 2004	15 December 2005