SFC Licences of MOSER Kent Sanford
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Peak Capital Limited | RE | 4 | 15 March 2016 | 30 March 2017 |
| Peak Capital Limited | RE | 1 | 15 March 2016 | 30 March 2017 |
| Robeco Hong Kong Limited | RE | 4 | 27 February 2014 | 27 March 2015 |
| Robeco Hong Kong Limited | RE | 1 | 27 February 2014 | 27 March 2015 |
| CBH Asia Limited 瑞金亞洲有限公司 | RE | 4 | 13 March 2012 | 17 February 2014 |
| CBH Asia Limited 瑞金亞洲有限公司 | RE | 1 | 13 March 2012 | 17 February 2014 |
| ACM Asia Limited | RE | 4 | 04 August 2011 | 01 November 2011 |
| Blackstone Group (HK) Limited, The 黑石集團(香港)有限公司 | RE | 1 | 12 March 2010 | 31 December 2010 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 4 | 13 September 2004 | 15 September 2004 |