SFC Licences of CHAN Ka Ho, Johnny 陳家豪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 16 February 2022 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 07 August 2017 | 16 February 2022 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 07 August 2017 | 02 October 2017 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 3 | 25 May 2009 | 01 August 2017 |
Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 09 November 2007 | 01 August 2017 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 09 November 2007 | 01 August 2017 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 04 October 2004 | 02 May 2007 |
Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 04 October 2004 | 02 May 2007 |