SFC Licences of CHAN Ka Ho, Johnny 陳家豪

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 03 October 2017 16 February 2022
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 07 August 2017 16 February 2022
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 07 August 2017 02 October 2017
Haitong International Securities Company Limited 海通國際證券有限公司 RE 3 25 May 2009 01 August 2017
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 09 November 2007 01 August 2017
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 09 November 2007 01 August 2017
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 04 October 2004 02 May 2007
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 04 October 2004 02 May 2007