SFC Licences of CHAN Kwok Wai 陳國偉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Harmonia Capital Limited 仁和資本有限公司 | RO | 9 | 09 December 2019 | |
| Harmonia Capital Limited 仁和資本有限公司 | RO | 4 | 09 December 2019 | |
| Harmonia Capital Limited 仁和資本有限公司 | RO | 1 | 09 December 2019 | |
| Mintai Asset Management Limited 民泰資產管理有限公司 | RO | 9 | 27 November 2018 | 19 June 2019 |
| Mintai Asset Management Limited 民泰資產管理有限公司 | RO | 4 | 27 November 2018 | 19 June 2019 |
| Rich Bay Securities Limited 富利證券有限公司 | RO | 2 | 12 November 2018 | 19 June 2019 |
| Rich Bay Securities Limited 富利證券有限公司 | RO | 1 | 09 July 2018 | 19 June 2019 |
| United Great International Investment Limited 滙偉國際投資有限公司 | RO | 9 | 22 April 2016 | 28 August 2017 |
| United Great International Investment Limited 滙偉國際投資有限公司 | RO | 4 | 22 April 2016 | 28 August 2017 |
| Natixis Asia Limited | RE | 5 | 27 October 2008 | 29 October 2010 |
| Natixis Asia Limited | RE | 2 | 27 October 2008 | 29 October 2010 |
| Natixis Asia Limited | RE | 4 | 25 March 2008 | 29 October 2010 |
| Natixis Asia Limited | RE | 1 | 25 March 2008 | 29 October 2010 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 27 September 2004 | 16 February 2008 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 27 September 2004 | 16 February 2008 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 27 September 2004 | 16 February 2008 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 27 September 2004 | 16 February 2008 |