SFC Licences of TO Perry Ho Ting 杜浩霆
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
GMO-Z.com Forex HK Limited 技慕環球通金融(香港)有限公司 | RE | 3 | 21 August 2014 | 30 November 2019 |
Wing Fung Forex Limited 永豐外匯有限公司 | RE | 3 | 25 August 2010 | 25 March 2014 |
Wing Fung Futures Limited 永豐期貨有限公司 | RE | 2 | 25 August 2010 | 25 March 2014 |
Wing Fung Securities Limited 永豐證券有限公司 | RE | 1 | 25 August 2010 | 25 March 2014 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 3 | 09 August 2007 | 14 August 2010 |
Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 09 November 2006 | 14 August 2010 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 09 November 2006 | 14 August 2010 |
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 16 March 2005 | 17 October 2006 |
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 2 | 26 October 2004 | 17 October 2006 |