SFC Licences of YEUNG Wing Hong 楊永康
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CMB International Securities Limited 招銀國際證券有限公司 | RO | 1 | 18 January 2022 | |
CMB International Futures Limited 招銀國際期貨有限公司 | RE | 2 | 17 January 2022 | |
CMB International Securities Limited 招銀國際證券有限公司 | RE | 1 | 19 October 2021 | 18 January 2022 |
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RO | 1 | 15 June 2017 | 17 September 2021 |
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 1 | 19 May 2010 | 15 June 2017 |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 21 April 2010 | 01 May 2010 |
HSBC Broking Securities (Hong Kong) Limited 滙豐金融證券(香港)有限公司 | RE | 1 | 12 February 2007 | 01 April 2010 |
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 | RE | 3 | 16 November 2005 | 01 April 2010 |
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 1 | 08 June 2005 | 01 April 2010 |
Tse's Securities Limited 謝氏膺暉證券有限公司 | RE | 1 | 09 December 2004 | 08 June 2005 |