SFC Licences of CHAPPEL Christopher Lee
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Outset Global (Hong Kong) Limited | RO | 1 | 20 November 2019 | 25 January 2021 |
| MCM Asia Limited (trading as MCM Partners) (以曼睿資本名義經營業務) | RO | 4 | 05 November 2018 | 31 October 2019 |
| MCM Asia Limited (trading as MCM Partners) (以曼睿資本名義經營業務) | RO | 1 | 05 November 2018 | 31 October 2019 |
| MCM Asia Limited (trading as MCM Partners) (以曼睿資本名義經營業務) | RE | 4 | 27 September 2018 | 05 November 2018 |
| MCM Asia Limited (trading as MCM Partners) (以曼睿資本名義經營業務) | RE | 1 | 27 September 2018 | 05 November 2018 |
| Ord Minnett Hong Kong Limited | RE | 1 | 03 July 2018 | 20 August 2018 |
| Ord Minnett Hong Kong Limited | RO | 1 | 18 December 2017 | 03 July 2018 |
| Ord Minnett Hong Kong Limited | RE | 4 | 07 October 2015 | 20 August 2018 |
| Ord Minnett Hong Kong Limited | RE | 1 | 07 October 2015 | 18 December 2017 |
| Ord Minnett Hong Kong Limited | RO | 4 | 16 December 2014 | 07 October 2015 |
| Ord Minnett Hong Kong Limited | RO | 1 | 16 December 2014 | 07 October 2015 |
| Ord Minnett Hong Kong Limited | RE | 4 | 17 September 2014 | 16 December 2014 |
| Ord Minnett Hong Kong Limited | RE | 1 | 17 September 2014 | 16 December 2014 |
| BTIG Hong Kong Limited | RE | 1 | 01 November 2012 | 01 September 2014 |
| CF Global (HK) Limited | RE | 2 | 10 January 2011 | 11 October 2012 |
| CF Global (HK) Limited | RE | 1 | 10 January 2011 | 11 October 2012 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 | RE | 2 | 28 November 2008 | 01 December 2010 |
| SG Asset Finance (Hong Kong) Limited | RE | 2 | 28 November 2008 | 01 December 2010 |
| SG Asset Finance (Hong Kong) Limited | RE | 1 | 28 November 2008 | 01 December 2010 |
| Newedge Broker Limited 新際經紀有限公司 | RE | 7 | 28 November 2008 | 31 July 2009 |
| Newedge Broker Limited 新際經紀有限公司 | RE | 2 | 28 November 2008 | 31 July 2009 |
| Newedge Broker Limited 新際經紀有限公司 | RE | 1 | 28 November 2008 | 31 July 2009 |
| HSBC Securities (Asia) Limited | RE | 1 | 15 April 2005 | 17 June 2005 |
| HSBC Futures (Singapore) Pte Ltd | RE | 2 | 27 October 2004 | 17 June 2005 |
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 | RE | 2 | 27 October 2004 | 17 June 2005 |