SFC Licences of LAU Man Leuk, Simon 劉文略
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 02 January 2015 | |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 02 January 2015 | |
| Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 04 May 2007 | 26 May 2007 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 21 September 2006 | 26 May 2007 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 3 | 27 September 2005 | 26 May 2007 |
| Cinda International Investment Management Limited 信達國際投資管理有限公司 | RE | 3 | 03 November 2004 | 03 May 2005 |